| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EVERWEALTH CAPITAL MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2026-09-07 | - |
| RO | Asset management | 2026-09-07 | - | |
| House of Champions (HK) Limited | RO | Advising on securities | 2026-01-16 | 2026-08-30 |
| RO | Asset management | 2026-01-16 | 2026-08-30 | |
| Rep | Advising on securities | 2025-12-15 | 2026-01-16 | |
| Rep | Asset management | 2025-12-15 | 2026-01-16 | |
| Ubiquant Asset Management Co., Limited | RO | Advising on securities | 2023-05-30 | 2025-03-19 |
| RO | Asset management | 2022-09-26 | 2025-03-19 | |
| Rep | Asset management | 2022-09-06 | 2022-09-26 | |
| ZENITH INNOVATION FINANCIAL GROUP LIMITED | RO | Advising on securities | 2022-02-16 | 2022-08-02 |
| RO | Asset management | 2022-02-16 | 2022-08-02 | |
| Duo Asset Management Limited | RO | Advising on securities | 2018-11-13 | 2022-02-15 |
| RO | Asset management | 2017-11-03 | 2022-02-15 | |
| Golden K2 Securities Limited | RO | Dealing in securities | 2017-03-13 | 2017-07-15 |
| CNCB (Hong Kong) Capital Limited | RO | Dealing in securities | 2016-06-07 | 2016-11-01 |
| RO | Advising on securities | 2013-10-03 | 2016-11-01 | |
| Rep | Asset management | 2013-08-23 | 2016-11-01 | |
| CTBC Asia Limited | Rep | Advising on securities | 2012-04-13 | 2013-05-25 |
| Rep | Dealing in securities | 2007-11-20 | 2013-05-25 | |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-04-10 | 2007-11-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-06-23 | 2007-03-26 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-19 | 2007-03-26 |
No HKMA registrations in the collected records.