Personnel Hong Kong SFC License Details (ID 73811)

Personnel Hong Kong SFC License Details (ID 73811)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHONG HING COMMODITIES AND FUTURES LIMITED	RO	Dealing in futures contracts	2008-04-08	-
CHONG HING SECURITIES LIMITED	RO	Dealing in securities	2003-11-26	-
CHONG HING COMMODITIES AND FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-11-20
	Rep	Asset management	2003-04-01	2003-11-20
	Rep	Providing automated trading services	2003-04-01	2003-11-20
	Rep	Dealing in futures contracts	2003-04-01	2008-04-08
CHONG HING SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-11-20
	Rep	Advising on securities	2003-04-01	2003-11-20
	Rep	Asset management	2003-04-01	2003-11-20
	Rep	Providing automated trading services	2003-04-01	2003-11-20
	Rep	Dealing in securities	2003-04-01	2003-11-26