Personnel Hong Kong SFC License Details (ID 73868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vision Asset Management (HK) Limited	RO	Advising on securities	2025-03-17	-
	RO	Asset management	2025-03-17	-
	RO	Dealing in securities	2025-03-17	-
Yino Asset Management Limited	RO	Advising on securities	2024-10-14	2025-03-03
	RO	Asset management	2024-10-14	2025-03-03
	RO	Dealing in securities	2024-10-14	2025-03-03
Vision Asset Management (HK) Limited	RO	Advising on securities	2021-12-23	2024-09-30
	RO	Asset management	2021-12-23	2024-09-30
	RO	Dealing in securities	2021-12-23	2024-09-30
Golden Eagle Brokerage Limited	RO	Advising on securities	2021-09-03	2021-12-15
	RO	Asset management	2021-09-03	2021-12-15
	RO	Dealing in securities	2021-09-03	2021-12-15
GREEN HARMONY CAPITAL LIMITED	RO	Asset management	2020-03-03	2021-07-31
	Rep	Asset management	2019-10-22	2020-03-03
GREEN HARMONY SECURITIES LIMITED	RO	Advising on securities	2019-07-03	2021-07-31
	RO	Dealing in securities	2019-07-03	2021-07-31
JINGDONG SECURITIES LIMITED	RO	Advising on securities	2018-10-31	2019-05-31
	RO	Dealing in securities	2018-10-31	2019-05-31
	Rep	Asset management	2018-10-15	2019-05-31
	Rep	Advising on securities	2018-09-04	2018-10-31
	Rep	Dealing in securities	2018-09-04	2018-10-31
SoFi Securities (Hong Kong) Limited	RO	Advising on securities	2018-06-19	2018-08-11
	RO	Dealing in securities	2018-03-26	2018-08-11
	Rep	Dealing in securities	2018-01-11	2018-03-26
	Rep	Advising on securities	2018-01-11	2018-06-19
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2010-03-24	2015-01-31