Personnel Hong Kong SFC License Details (ID 73894)

Personnel Hong Kong SFC License Details (ID 73894)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDHG International Securities Limited	RO	Dealing in securities	2021-12-03	-
Advent Securities (Hong Kong) Limited	RO	Dealing in securities	2021-02-22	2021-11-05
ROUNDHOUSE PARTNERS LTD	RO	Advising on securities	2021-02-22	2021-11-05
Bluemount Asset Management Limited	Rep	Asset management	2018-06-28	2020-05-06
Bluemount Securities Limited	RO	Advising on securities	2018-06-28	2020-05-06
	RO	Dealing in securities	2018-06-28	2020-05-06
	Rep	Advising on securities	2017-10-25	2018-06-28
	Rep	Dealing in securities	2017-10-25	2018-06-28
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-06-17	2017-08-11
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-17	2017-08-11
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2007-09-14	2015-06-13