| RICHE BRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2020-05-19 | 2021-05-02 |
| Towering Securities Limited | RO | Dealing in securities | 2019-11-22 | 2020-05-14 |
| Rep | Dealing in securities | 2019-09-25 | 2019-11-22 |
| Gulf Line Capital Advisors Limited | Rep | Advising on securities | 2018-10-18 | 2019-07-14 |
| Rep | Asset management | 2018-10-18 | 2019-07-14 |
| Standard Perpetual Securities Limited | RO | Dealing in securities | 2018-04-17 | 2019-07-14 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2017-07-31 | 2017-11-30 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2015-08-06 | 2017-11-30 |
| Rep | Dealing in futures contracts | 2015-05-12 | 2017-11-30 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-05-12 | 2017-11-30 |
| CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-04-23 | 2015-05-01 |
| CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-10 | 2015-05-01 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2010-03-04 | 2010-08-26 |