| Waton Securities International Limited | Rep | Asset management | 2022-05-20 | - |
| RO | Advising on futures contracts | 2022-02-10 | - |
| RO | Advising on securities | 2022-02-10 | - |
| RO | Dealing in securities | 2019-09-09 | - |
| Rep | Dealing in securities | 2019-09-03 | 2019-09-09 |
| Lucky Guosheng Securities Limited | RO | Dealing in securities | 2018-10-23 | 2019-08-31 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-07-07 | 2018-10-13 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-07-07 | 2018-10-13 |
| CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-27 | 2013-10-01 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-04 | 2013-10-01 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-13 | 2005-09-27 |