| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CAIIS Limited | RO | Advising on securities | 2014-05-19 | 2018-02-01 |
| RO | Dealing in securities | 2014-05-19 | 2018-02-01 | |
| Rep | Advising on securities | 2009-06-23 | 2014-05-19 | |
| Rep | Dealing in securities | 2009-06-23 | 2014-05-19 | |
| FT Securities Limited | Rep | Advising on futures contracts | 2005-09-30 | 2007-02-17 |
| Rep | Dealing in futures contracts | 2005-09-30 | 2007-02-17 | |
| Rep | Advising on corporate finance | - | 2004-05-15 | |
| Rep | Advising on securities | - | 2004-05-15 | |
| Rep | Asset management | - | 2004-05-15 | |
| Rep | Dealing in securities | - | 2007-02-17 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2004-05-15 |
| Rep | Asset management | - | 2004-05-15 | |
| Rep | Dealing in futures contracts | - | 2005-10-04 |