Personnel Hong Kong SFC License Details (ID 73958)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAIIS Limited	Rep	Advising on securities	2011-03-10	2013-10-15
	Rep	Dealing in securities	2011-03-10	2013-10-15
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2010-09-08	2011-02-28
	Rep	Dealing in securities	2010-09-08	2011-02-28
CAIIS Limited	Rep	Dealing in securities	2006-07-12	2008-05-14
	Rep	Advising on securities	2006-05-08	2008-05-14