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Lau, Janet Kar Ming 劉家明 Hong Kong SFC License Details (ID 73960)
Lau, Janet Kar Ming 劉家明
SFC ID:
ACI074
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CAIIS Limited
RO
Advising on securities
2012-07-25
2018-02-01
RO
Dealing in securities
2012-07-25
2018-02-01
Rep
Dealing in securities
2006-07-12
2012-07-25
Rep
Advising on securities
-
2012-07-25