| Wealthy Securities Limited | RO | Advising on securities | 2017-06-29 | 2020-10-09 |
| RO | Asset management | 2017-06-29 | 2020-10-09 |
| RO | Dealing in securities | 2017-06-29 | 2020-10-09 |
| AIF Securities Limited | RO | Dealing in securities | 2016-12-05 | 2016-12-09 |
| Rep | Dealing in securities | 2016-10-14 | 2016-12-05 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-11-04 | 2016-07-16 |
| Select Investment Services Limited (HK) | RO | Advising on securities | 2013-06-05 | 2014-12-16 |
| Rep | Advising on securities | 2013-03-06 | 2013-06-05 |
| RO | Dealing in securities | 2013-03-06 | 2014-12-16 |
| CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2011-01-26 | 2012-07-27 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-12-19 | 2010-06-08 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-26 | 2010-06-08 |
| Instinet Alpha Trading Limited | Rep | Advising on corporate finance | - | 2004-03-02 |
| Rep | Asset management | - | 2004-03-02 |
| Rep | Advising on securities | - | 2006-04-13 |
| Rep | Providing automated trading services | - | 2006-04-13 |
| Rep | Dealing in securities | - | 2006-04-13 |
| INSTINET PACIFIC LIMITED | Rep | Advising on corporate finance | - | 2004-03-02 |
| Rep | Asset management | - | 2004-03-02 |
| Rep | Advising on securities | - | 2006-04-13 |
| Rep | Providing automated trading services | - | 2006-04-13 |
| Rep | Dealing in securities | - | 2006-04-13 |