Personnel Hong Kong SFC License Details (ID 73988)

Personnel Hong Kong SFC License Details (ID 73988)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RAISESUN CAPITAL LIMITED	RO	Advising on corporate finance	2019-12-23	2026-01-24
	RO	Dealing in securities	2019-12-23	2026-01-24
	Rep	Advising on securities	2019-12-06	2026-01-24
Apastron Capital Limited	RO	Advising on corporate finance	2017-09-04	2019-03-31
	RO	Dealing in securities	2017-09-04	2019-03-31
	Rep	Advising on corporate finance	2017-07-27	2017-09-04
	Rep	Dealing in securities	2017-07-27	2017-09-04
CGS International Securities Hong Kong Limited	RO	Advising on corporate finance	2011-11-02	2016-10-01
	Rep	Advising on corporate finance	2011-04-06	2011-11-02
	Rep	Dealing in securities	2011-04-06	2016-10-01
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-10-25	2011-04-01
	Rep	Dealing in securities	2010-10-25	2011-04-01
ABCI Securities Company Limited	Rep	Advising on corporate finance	2007-06-29	2010-10-02
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2005-03-05	2007-05-28
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Advising on corporate finance	2003-06-03	2005-02-17
	Rep	Advising on securities	2003-06-03	2005-02-17