Personnel Hong Kong SFC License Details (ID 73990)

Personnel Hong Kong SFC License Details (ID 73990)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on corporate finance	2026-09-25	-
	Rep	Dealing in securities	2026-09-25	-
Ballas Capital Limited	RO	Advising on corporate finance	2019-11-15	2026-08-17
	RO	Dealing in securities	2019-11-15	2026-08-17
	Rep	Advising on corporate finance	2017-03-03	2019-11-15
	Rep	Dealing in securities	2017-03-03	2019-11-15
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-11-16	2016-12-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-11-16	2016-12-30
BOSC International Company Limited	Rep	Advising on corporate finance	2015-01-20	2016-10-23
	Rep	Dealing in securities	2015-01-20	2016-10-23
Crosby Securities Limited	Rep	Advising on corporate finance	2013-09-19	2014-09-30
	Rep	Dealing in securities	2013-09-17	2014-09-30
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2010-10-14	2013-05-07
	Rep	Dealing in securities	2010-10-14	2013-05-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2010-09-16	2010-10-05
KINGSTON CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2009-07-10	2010-08-23
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2009-07-10	2010-08-23
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2008-11-28	2009-06-11
	Rep	Dealing in securities	2008-11-28	2009-06-11