Personnel Hong Kong SFC License Details (ID 73992)

Personnel Hong Kong SFC License Details (ID 73992)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2019-01-10	2023-12-22
	RO	Dealing in securities	2019-01-10	2023-12-22
	Rep	Advising on corporate finance	2018-10-18	2019-01-10
	Rep	Dealing in securities	2018-10-18	2019-01-10
BOSC International Company Limited	RO	Advising on corporate finance	2016-11-25	2018-10-04
	RO	Dealing in securities	2016-11-25	2018-10-04
	Rep	Advising on corporate finance	2015-01-20	2016-11-25
	Rep	Dealing in securities	2015-01-20	2016-11-25
Crosby Securities Limited	Rep	Advising on corporate finance	2013-09-19	2014-10-31
	Rep	Dealing in securities	2013-09-19	2014-10-31
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2012-11-20	2013-05-01
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2008-02-26	2012-10-26
	Rep	Dealing in securities	2008-02-26	2012-10-26
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2007-11-19	2008-02-23
	Rep	Dealing in securities	2007-11-19	2008-02-23
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2006-10-05	2007-09-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-07-21	2007-09-30