Personnel Hong Kong SFC License Details (ID 73995)

Personnel Hong Kong SFC License Details (ID 73995)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VAST HARBOUR CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2021-10-06	2026-07-31
ADVENT CORPORATE FINANCE LIMITED (GBEN)	Rep	Advising on corporate finance	2021-01-19	2021-03-11
Silk Road International Capital Limited	RO	Advising on corporate finance	2019-01-28	2020-08-18
	RO	Advising on securities	2019-01-28	2020-08-18
	RO	Dealing in securities	2019-01-28	2020-08-18
	Rep	Advising on corporate finance	2018-11-20	2019-01-28
	Rep	Advising on securities	2018-11-20	2019-01-28
	Rep	Dealing in securities	2018-11-20	2019-01-28
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	RO	Advising on corporate finance	2017-10-19	2018-08-31
	RO	Advising on securities	2017-10-19	2018-08-31
	RO	Dealing in securities	2017-10-19	2018-08-31
	Rep	Advising on corporate finance	2013-05-07	2017-10-19
	Rep	Advising on securities	2013-05-07	2017-10-19
	Rep	Dealing in securities	2013-05-07	2017-10-19
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2007-09-03	2012-11-09
	Rep	Dealing in securities	2007-09-03	2012-11-09