Luk, Wai Yip 陸偉業

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Financial Markets Limited	RO	Advising on corporate finance	2018-05-08	2019-01-08
	RO	Dealing in securities	2018-05-08	2019-01-08
	Rep	Advising on corporate finance	2014-06-18	2018-05-08
	Rep	Dealing in securities	2014-06-18	2018-05-08
Crosby Securities Limited	Rep	Advising on corporate finance	2013-09-19	2014-02-12
	Rep	Dealing in securities	2013-09-17	2014-02-12
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2011-06-27	2013-07-04
	Rep	Dealing in securities	2011-06-27	2013-07-04
MUFG Securities Asia Limited	Rep	Advising on corporate finance	2011-03-29	2011-06-21
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2007-08-15	2011-03-24

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Financial Markets Limited	RO	Advising on corporate finance	2018-05-08	2019-01-08
	RO	Dealing in securities	2018-05-08	2019-01-08
	Rep	Advising on corporate finance	2014-06-18	2018-05-08
	Rep	Dealing in securities	2014-06-18	2018-05-08
Crosby Securities Limited	Rep	Advising on corporate finance	2013-09-19	2014-02-12
	Rep	Dealing in securities	2013-09-17	2014-02-12
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2011-06-27	2013-07-04
	Rep	Dealing in securities	2011-06-27	2013-07-04
MUFG Securities Asia Limited	Rep	Advising on corporate finance	2011-03-29	2011-06-21
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2007-08-15	2011-03-24