Personnel Hong Kong SFC License Details (ID 74000)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2022-08-01	-
	Rep	Dealing in securities	2022-08-01	-
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2010-05-03	2013-06-27
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	Dealing in securities	2009-04-08	2010-04-20
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in securities	2007-01-23	2009-03-02