Personnel SFC Licences and HKMA Registrations (ID 74001)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2021-08-16	-
	Rep	Asset management	2021-08-16	-
Nomura Asset Management Hong Kong Limited	Rep	Advising on securities	2017-03-07	2021-07-02
	Rep	Asset management	2017-03-07	2021-07-02
Sumitomo Mitsui Trust (Hong Kong) Limited	Rep	Advising on securities	2014-01-07	2017-02-06
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2010-09-06	2012-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.