Personnel Hong Kong SFC License Details (ID 74006)

Personnel Hong Kong SFC License Details (ID 74006)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CGS International Securities Hong Kong Limited	RO	Advising on securities	2017-01-19	2020-04-09
	Rep	Advising on securities	2011-06-01	2017-01-19
Quam Securities Limited	Rep	Advising on securities	2010-07-08	2011-04-20
	Rep	Asset management	2010-07-08	2011-04-20
	Rep	Dealing in futures contracts	2010-07-08	2011-04-20
	Rep	Dealing in securities	2010-07-08	2011-04-20
HF Asset Management Limited (HK)	RO	Asset management	2009-10-05	2010-06-28
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Advising on securities	2008-07-23	2008-10-11
	Rep	Asset management	2008-07-23	2008-10-11
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2005-10-19	2008-03-06
	Rep	Asset management	2005-10-19	2008-03-06