Chua, Tsz Lan 蔡紫蘭

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2026-09-04	-
	RO	Asset management	2026-09-04	-
	Rep	Advising on securities	2026-07-22	2026-09-04
	Rep	Asset management	2026-07-22	2026-09-04
GLENWORTH CAPITAL LIMITED	RO	Advising on securities	2023-02-27	2026-06-15
	RO	Asset management	2023-02-27	2026-06-15
CC VENTURE CAPITAL LIMITED	Rep	Advising on securities	2022-11-08	2023-02-01
	Rep	Asset management	2022-11-08	2023-02-01
Hao Tian Asset Management Limited	RO	Advising on securities	2021-09-02	2022-02-09
	RO	Asset management	2021-09-02	2022-02-09
GLENWORTH CAPITAL LIMITED	RO	Advising on securities	2020-01-23	2021-08-01
	RO	Asset management	2020-01-23	2021-08-01
	Rep	Advising on securities	2019-11-19	2020-01-23
	Rep	Asset management	2019-11-19	2020-01-23
Neutral Financial Holding Company Limited	RO	Advising on securities	2018-05-02	2019-10-24
	RO	Asset management	2018-04-11	2019-10-24
	Rep	Asset management	2016-05-20	2018-04-11
	Rep	Advising on securities	2016-05-20	2018-05-02
	Rep	Dealing in securities	2016-05-20	2019-10-24
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	RO	Advising on securities	2015-06-02	2016-03-11
Caitong International Asset Management Co., Limited	RO	Advising on securities	2015-01-23	2016-03-11
	RO	Asset management	2015-01-23	2016-03-11
	Rep	Advising on securities	2014-12-15	2015-01-23
	Rep	Asset management	2014-12-15	2015-01-23
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2014-12-12	2016-03-11
China Galaxy International Asset Management (Hong Kong) Co., Limited	RO	Advising on securities	2013-02-25	2014-08-07
	RO	Asset management	2013-02-25	2014-08-07
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-08-01	2014-08-07
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2012-08-01	2014-08-07
	Rep	Dealing in securities	2012-08-01	2014-08-07
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2010-09-27	2012-04-01
	RO	Asset management	2010-09-27	2012-04-01
	Rep	Advising on securities	2010-08-20	2010-09-27
	Rep	Asset management	2010-08-20	2010-09-27
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	RO	Advising on securities	2009-12-15	2010-08-13
	RO	Asset management	2009-12-15	2010-08-13
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2009-12-15	2010-08-13
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2009-12-15	2010-08-13
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-09-30	2009-12-15
	Rep	Asset management	2009-09-30	2009-12-15
Penjing Asset Management (HK) Limited	Rep	Advising on securities	2009-03-05	2009-09-17
	Rep	Asset management	2009-03-05	2009-09-17
Bright Fund Management Limited	Rep	Advising on securities	2008-01-04	2008-12-03
	Rep	Asset management	2008-01-04	2008-12-03
	Rep	Dealing in securities	2008-01-04	2008-12-03
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-01-04	2008-12-03
SBI China Capital Securities Limited	RO	Advising on securities	2007-02-28	2007-12-07
	Rep	Advising on securities	2006-05-09	2007-02-28
ICEA SECURITIES ASIA LIMITED	Rep	Advising on securities	2005-12-29	2006-04-19
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2005-08-04	2005-11-11
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-10-27	2005-05-31
DELTA ASIA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-10-27	2005-01-14
	Rep	Dealing in securities	2003-10-27	2005-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.