Personnel Hong Kong SFC License Details (ID 74021)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Innovation Capital Limited	RO	Dealing in securities	2016-10-28	2019-12-31
	RO	Advising on securities	2014-07-17	2019-12-31
	RO	Asset management	2014-07-17	2019-12-31
China Asset Management (Hong Kong) Limited	RO	Advising on securities	2013-09-11	2014-04-30
	RO	Asset management	2013-09-11	2014-04-30
	Rep	Advising on securities	2013-08-05	2013-09-11
	Rep	Asset management	2013-08-05	2013-09-11
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2012-02-03	2013-06-29
	RO	Asset management	2012-02-03	2013-06-29
	Rep	Advising on securities	2011-08-04	2012-02-03
	Rep	Asset management	2011-08-04	2012-02-03
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2004-07-27	2011-07-15
BOCI Bullion Company Limited	Rep	Advising on corporate finance	-	2004-05-07
	Rep	Advising on securities	-	2004-05-07
	Rep	Asset management	-	2004-05-07
	Rep	Providing automated trading services	-	2004-05-07
	Rep	Dealing in securities	-	2004-05-07
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Dealing in securities	-	2004-07-26