Webb-site Legacy

Dong, Liang (SFC:ATS187)

SFC ID:ATS187

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Innovation Capital Limited	Rep	Advising on securities	2018-04-03	2019-12-31
	Rep	Asset management	2018-04-03	2019-12-31
Zentific Investment Management Limited	RO	Asset management	2015-04-29	2017-09-11
	Rep	Asset management	2015-03-18	2015-04-29
HuaAn Asset Management (Hong Kong) Limited	RO	Advising on securities	2013-10-07	2015-01-05
	RO	Asset management	2013-10-07	2015-01-05
	Rep	Advising on securities	2012-12-28	2013-10-07
	Rep	Asset management	2012-12-28	2013-10-07
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-03-24	2012-08-03
	Rep	Asset management	2011-03-24	2012-08-03
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-09-14	2010-10-26
	Rep	Dealing in futures contracts	2009-09-14	2010-10-26
	Rep	Dealing in securities	2009-09-14	2010-10-26
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2009-09-14	2010-10-26