Personnel Hong Kong SFC License Details (ID 74024)

Personnel Hong Kong SFC License Details (ID 74024)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on corporate finance	2017-11-15	2022-02-28
	Rep	Dealing in securities	2017-11-15	2022-02-28
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2017-02-22	2017-10-30
	Rep	Advising on securities	2017-02-22	2017-10-30
	Rep	Dealing in securities	2017-02-22	2017-10-30
ISOLA CAPITAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-04-30	2015-01-12
	Rep	Asset management	2014-04-30	2015-01-12
	Rep	Dealing in securities	2014-04-30	2015-01-12
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-01-24	2012-04-27
	Rep	Asset management	2010-10-11	2012-04-27