Personnel Hong Kong SFC License Details (ID 74027)

Personnel Hong Kong SFC License Details (ID 74027)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	RO	Dealing in securities	2018-07-03	2026-08-04
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	RO	Advising on securities	2018-01-16	2026-09-07
	RO	Advising on corporate finance	2017-01-17	-
	Rep	Advising on corporate finance	2016-12-20	2017-01-17
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Dealing in securities	2016-02-22	2016-12-11
	RO	Advising on corporate finance	2011-06-15	2016-12-11
	Rep	Advising on corporate finance	2011-05-16	2011-06-15
	Rep	Dealing in securities	2011-05-16	2016-02-22
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2009-05-04	2011-05-03
	Rep	Dealing in securities	2009-05-04	2011-05-03
ICEA CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-05-02	2008-09-30
ICEA CAPITAL LIMITED	Rep	Dealing in securities	2006-09-21	2009-04-24
	Rep	Advising on corporate finance	2006-08-29	2009-04-24
SBI E2-CAPITAL PARTNERS LIMITED	Rep	Advising on corporate finance	2005-01-27	2006-08-07
STANHILL (HONG KONG) LIMITED	Rep	Advising on securities	2003-04-01	2004-07-22
	Rep	Asset management	2003-04-01	2004-07-22
	Rep	Dealing in securities	2003-04-01	2004-07-22
	Rep	Advising on corporate finance	2003-04-01	2005-06-09