| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2020-03-20 | 2021-02-21 |
| RO | Dealing in securities | 2018-12-07 | 2020-03-20 |
| RO | Dealing in futures contracts | 2018-12-07 | 2021-02-21 |
| STRAITS FINANCIAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-11-17 | 2018-05-31 |
| CINDA INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2010-09-08 | 2017-02-01 |
| Rep | Advising on futures contracts | - | 2003-12-23 |
| Rep | Asset management | - | 2003-12-23 |
| Rep | Dealing in futures contracts | - | 2010-09-08 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | - | 2010-04-30 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-12-23 |
| Rep | Advising on securities | - | 2003-12-23 |
| Rep | Asset management | - | 2003-12-23 |
| Rep | Providing automated trading services | - | 2003-12-23 |
| Rep | Dealing in securities | - | 2017-02-01 |