| CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-26 | 2022-02-07 |
| CMB INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2016-08-18 | - |
| Rep | Dealing in futures contracts | 2016-06-16 | 2016-08-18 |
| CMB International Securities Limited | Rep | Dealing in securities | 2016-05-31 | - |
| CINDA INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2011-04-06 | 2016-05-15 |
| Rep | Dealing in futures contracts | 2007-11-19 | 2011-04-06 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-19 | 2016-05-15 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-12-17 | 2010-04-30 |