Personnel SFC Licences and HKMA Registrations (ID 74043)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Dealing in securities	2015-10-05	-
	Rep	Advising on securities	2015-07-28	-
	Rep	Asset management	2015-07-28	-
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-12-23	2015-07-16
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-11-04	2015-07-16
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-08	2009-10-24
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	Rep	Dealing in securities	2008-05-08	2008-06-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2008-01-18	2008-05-05
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-08-17	2008-05-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.