Personnel Hong Kong SFC License Details (ID 74053)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2019-04-02	2019-08-31
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-04-02	2019-08-31
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-10-13	2019-03-05
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2005-10-06	2019-03-05
GREATER CHINA SECURITIES LIMITED	Rep	Dealing in securities	2005-03-30	2005-06-07
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2004-09-30	2004-10-18
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2004-09-30	2004-10-19
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-25
	Rep	Advising on securities	-	2004-06-25
	Rep	Asset management	-	2004-06-25
	Rep	Providing automated trading services	-	2004-06-25
	Rep	Dealing in securities	-	2004-08-12
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2004-06-25
	Rep	Asset management	-	2004-06-25
	Rep	Dealing in futures contracts	-	2004-08-12
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-25
	Rep	Advising on securities	-	2004-06-25
	Rep	Asset management	-	2004-06-25
	Rep	Providing automated trading services	-	2004-06-25
	Rep	Dealing in securities	-	2004-08-12