Personnel Hong Kong SFC License Details (ID 74062)

Personnel Hong Kong SFC License Details (ID 74062)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2013-01-14	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-01-14	-
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-08-25	2013-01-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2011-08-25	2013-01-01
ORIENTAL PATRON SECURITIES LIMITED	Rep	Dealing in securities	2011-05-12	2011-08-16
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2011-02-23	2011-05-11
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2011-02-23	2011-05-11
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in futures contracts	2003-04-01	2010-12-21
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2003-04-01	2010-12-21
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in securities	2003-04-01	2010-12-21