| CINDA INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2016-07-26 | - |
| Rep | Dealing in futures contracts | 2011-03-14 | 2016-07-26 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-14 | - |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-12 | 2011-01-10 |
| WING FUNG FINTECH LIMITED | Rep | Leveraged foreign exchange trading | 2009-08-10 | 2011-01-10 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2011-01-10 |
| Success Securities Limited | Rep | Dealing in securities | 2007-07-23 | 2007-10-08 |
| Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2007-02-06 | 2007-10-08 |