Personnel SFC Licences and HKMA Registrations (ID 74067)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Asset management	2003-06-24	2003-08-14
	Rep	Advising on securities	2003-06-24	2010-06-30
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-06-10	-
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2003-06-10	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.