| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-11-18 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2024-11-18 | - |
| RO | Advising on securities | 2023-05-29 | 2024-10-04 |
| RO | Dealing in securities | 2023-05-29 | 2024-10-04 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-04-26 | 2024-10-04 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2023-04-26 | 2023-05-29 |
| Rep | Dealing in securities | 2023-04-26 | 2023-05-29 |
| RO | Advising on securities | 2022-07-04 | 2023-03-27 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-07-22 | 2023-03-27 |
| CINDA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2011-08-08 | 2023-03-27 |
| Rep | Dealing in securities | 2011-06-02 | 2011-08-08 |
| IBTS ASIA (HK) LIMITED | RO | Advising on securities | 2006-04-03 | 2010-03-31 |
| RO | Dealing in securities | 2006-04-03 | 2010-03-31 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2004-02-10 |
| RO | Advising on securities | 2003-04-01 | 2004-02-10 |
| RO | Asset management | 2003-04-01 | 2004-02-10 |
| RO | Dealing in securities | 2003-04-01 | 2006-03-30 |