Law, Ernest Ho Wing 羅浩榮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2022-04-11	-
	Rep	Dealing in securities	2022-04-11	-
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-08-18	2021-12-14
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-17
	Rep	Asset management	2003-04-01	2003-12-17
	Rep	Advising on securities	2003-04-01	2010-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2022-04-11	-
	Rep	Dealing in securities	2022-04-11	-
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-08-18	2021-12-14
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-17
	Rep	Asset management	2003-04-01	2003-12-17
	Rep	Advising on securities	2003-04-01	2010-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.