Shum, Wai Ping 沈慧萍

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-12-17	2006-07-14
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2004-07-27	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2003-11-27	2004-07-15

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-12-17	2006-07-14
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2004-07-27	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2003-11-27	2004-07-15