Woo, Chi Wai 胡志偉

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Axis Capital Management Limited	RO	Advising on securities	2026-09-18	-
	RO	Asset management	2026-09-18	-
	Rep	Advising on securities	2026-08-17	2026-09-18
	Rep	Asset management	2026-08-17	2026-09-18
Broad Fund Management Limited	RO	Advising on securities	2023-09-07	2026-02-27
	RO	Asset management	2023-09-07	2026-02-27
Entersys Asset Management Hong Kong Limited	RO	Advising on securities	2022-06-14	2023-06-07
	RO	Asset management	2022-06-14	2023-06-07
Sinostar Asset Management Limited	RO	Advising on securities	2021-06-17	2022-05-23
	RO	Asset management	2021-06-17	2022-05-23
	Rep	Advising on securities	2021-03-23	2021-06-17
	Rep	Asset management	2021-03-23	2021-06-17
Midas Securities Limited	RO	Advising on securities	2018-08-16	2021-03-14
	RO	Asset management	2018-08-16	2021-03-14
	RO	Dealing in securities	2018-08-16	2021-03-14
SDHG International Securities Limited	RO	Dealing in securities	2017-10-09	2018-06-22
Red South Investment Management Limited	RO	Advising on securities	2017-06-12	2017-09-08
	RO	Asset management	2017-06-12	2017-09-08
CENTALINE WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2013-07-04	2016-07-12
	RO	Dealing in securities	2013-07-04	2016-07-12
	RO	Asset management	2012-09-17	2016-07-12
	Rep	Asset management	2012-01-26	2012-09-17
	Rep	Advising on securities	2012-01-26	2013-07-04
	Rep	Dealing in securities	2012-01-26	2013-07-04
CENTALINE SECURITIES LIMITED	RO	Dealing in securities	2011-11-01	2016-07-12
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-17
	Rep	Advising on securities	2003-04-01	2010-06-30
	Rep	Asset management	2003-04-01	2010-06-30
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-17
	Rep	Advising on securities	2003-04-01	2003-12-17
	Rep	Asset management	2003-04-01	2003-12-17
	Rep	Providing automated trading services	2003-04-01	2003-12-17
	Rep	Dealing in securities	2003-04-01	2011-10-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.