Personnel Hong Kong SFC License Details (ID 74134)

Personnel Hong Kong SFC License Details (ID 74134)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	Rep	Asset management	2010-06-14	2013-05-09
Citadel Securities (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-06-14	2013-05-09
	Rep	Dealing in securities	2010-06-14	2013-05-09
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2010-01-21	2010-05-28
	Rep	Dealing in securities	2010-01-21	2010-05-28
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2009-07-16	2009-11-30
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-03-08	2008-06-04
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-03-08	2008-06-04
	Rep	Dealing in futures contracts	2007-03-08	2008-06-04
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-03-01	2008-06-04
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-03-01	2008-06-04
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2005-07-05	2007-01-31
	Rep	Dealing in securities	2005-07-05	2007-01-31