Personnel Hong Kong SFC License Details (ID 74155)

Personnel Hong Kong SFC License Details (ID 74155)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CC SIF Advisory Limited	RO	Advising on corporate finance	2020-02-07	-
	RO	Advising on securities	2020-02-07	-
	RO	Asset management	2020-02-07	-
	RO	Dealing in securities	2020-02-07	-
CC Finance Limited	Rep	Advising on corporate finance	2017-09-15	2024-12-31
	Rep	Advising on securities	2017-09-15	2024-12-31
	Rep	Dealing in securities	2017-09-15	2024-12-31
CC SIF Advisory Limited	Rep	Advising on corporate finance	2017-09-15	2020-02-07
	Rep	Advising on securities	2017-09-15	2020-02-07
	Rep	Asset management	2017-09-15	2020-02-07
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2012-12-24	2016-01-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2012-12-24	2016-01-06
	Rep	Dealing in securities	2012-12-24	2016-01-06
CC SIF Advisory Limited	Rep	Advising on corporate finance	2009-02-23	2012-11-30
CC Finance Limited	Rep	Advising on corporate finance	2008-05-19	2012-11-30
	Rep	Advising on securities	2008-05-19	2012-11-30
	Rep	Dealing in securities	2008-05-19	2012-11-30
CC SIF Advisory Limited	Rep	Advising on securities	2007-05-08	2012-11-30