Personnel Hong Kong SFC License Details (ID 74166)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
CHINA EAGLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-10-14	-
	RO	Asset management	2024-10-14	-
China Orient International Asset Management Limited	RO	Dealing in securities	2021-03-02	2022-12-31
	RO	Asset management	2015-09-17	2022-12-31
	Rep	Asset management	2015-07-02	2015-09-17
	RO	Advising on securities	2015-07-02	2022-12-31
Vision Capital Investment Management Limited	RO	Advising on securities	2015-02-23	2015-02-28
	RO	Asset management	2015-02-23	2015-02-28
	RO	Dealing in securities	2015-02-23	2015-02-28
	Rep	Advising on securities	2010-10-04	2015-02-23
	Rep	Asset management	2010-10-04	2015-02-23
	Rep	Dealing in securities	2010-10-04	2015-02-23
CC Finance Limited	Rep	Advising on corporate finance	2010-02-08	2010-10-01
	Rep	Advising on securities	2010-02-08	2010-10-01
	Rep	Dealing in securities	2010-02-08	2010-10-01
	RO	Advising on corporate finance	2006-04-20	2006-08-07
	RO	Advising on securities	2006-04-20	2006-08-07
	RO	Dealing in securities	2006-04-20	2006-08-07
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	RO	Advising on securities	2003-04-01	2004-07-30
	RO	Advising on corporate finance	2003-04-01	2006-08-07
	RO	Dealing in securities	2003-04-01	2006-08-07