Personnel Hong Kong SFC License Details (ID 74167)

Personnel Hong Kong SFC License Details (ID 74167)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Asset Management (HK) Limited	RO	Dealing in securities	2022-09-13	-
	RO	Advising on securities	2021-07-28	-
	RO	Asset management	2021-07-28	-
	Rep	Advising on securities	2021-04-12	2021-07-28
	Rep	Asset management	2021-04-12	2021-07-28
Vision Capital Investment Management Limited	RO	Advising on securities	2015-12-09	2021-03-22
	RO	Asset management	2015-12-09	2021-03-22
	RO	Dealing in securities	2015-12-09	2021-03-22
	Rep	Advising on securities	2008-01-25	2015-12-09
	Rep	Asset management	2007-01-26	2015-12-09
	Rep	Dealing in securities	2007-01-26	2015-12-09