| AWL Capital Co. Limited | RO | Advising on securities | 2026-05-12 | - |
| RO | Asset management | 2026-05-12 | - |
| Taoli Asset Management Limited | RO | Advising on securities | 2024-12-27 | 2026-05-10 |
| RO | Asset management | 2024-12-27 | 2026-05-10 |
| N Plus Capital Limited | RO | Advising on securities | 2023-09-01 | 2024-09-30 |
| RO | Asset management | 2023-09-01 | 2024-09-30 |
| RICHES DEPOT SECURITIES CO., LIMITED | RO | Dealing in securities | 2022-09-20 | 2024-07-12 |
| Ruibang Securities Limited | RO | Advising on securities | 2022-04-12 | 2022-06-24 |
| RO | Dealing in securities | 2022-04-12 | 2022-06-24 |
| Planetree Securities Limited | RO | Dealing in securities | 2021-06-11 | 2022-02-16 |
| Planetree Asset Management Limited (HK) | RO | Asset management | 2021-02-23 | 2022-02-16 |
| Planetree Futures Limited | RO | Dealing in futures contracts | 2021-02-23 | 2022-02-16 |
| Rep | Dealing in futures contracts | 2021-02-03 | 2021-02-23 |
| VERCAP Financial Services Limited | RO | Dealing in futures contracts | 2020-04-14 | 2021-01-31 |
| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in futures contracts | 2018-12-07 | 2020-02-29 |
| RO | Dealing in securities | 2018-12-07 | 2020-02-29 |
| MANGO FINANCIAL LIMITED | Rep | Advising on securities | 2018-10-09 | 2020-02-29 |
| RO | Dealing in securities | 2018-06-06 | 2020-02-29 |
| Rep | Dealing in securities | 2018-04-17 | 2018-06-06 |
| QUEST STOCKBROKERS (HK) LIMITED | RO | Dealing in securities | 2017-09-12 | 2018-02-02 |
| Rep | Dealing in securities | 2017-07-21 | 2017-09-12 |
| Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-04-11 | 2017-06-19 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-11 | 2016-10-21 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2015-09-23 | 2016-04-06 |
| Rep | Dealing in securities | 2014-08-11 | 2015-09-23 |
| Rep | Dealing in futures contracts | 2014-08-11 | 2016-04-06 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-06-15 | 2014-08-02 |
| RO | Dealing in securities | 2008-10-15 | 2012-06-15 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-10-16 | 2014-08-02 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-09-02 | 2008-10-15 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-27 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-27 |
| Rep | Asset management | 2003-04-01 | 2003-05-27 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-05-27 |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-27 |