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Lam, James Kin Pong 林建邦 Hong Kong SFC License Details (ID 74171)
Lam, James Kin Pong 林建邦
SFC ID:
AAW252
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CITIC Securities Brokerage (HK) Limited
RO
Advising on securities
2006-02-01
2019-11-01
CITIC FRONTIER CHINA RESEARCH LIMITED
Rep
Advising on securities
2004-07-29
2006-02-01