| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2011-03-03 | 2014-04-02 |
| RO | Dealing in securities | 2011-03-03 | 2014-04-02 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-03-03 | 2014-04-02 |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2010-11-22 | 2011-03-03 |
| Rep | Dealing in securities | 2010-11-22 | 2011-03-03 | |
| BANK CONSORTIUM TRUST COMPANY LIMITED | RO | Advising on securities | 2007-11-09 | 2010-10-31 |
| RO | Dealing in securities | 2007-11-09 | 2010-10-31 |