| Huayu Securities Limited | RO | Advising on securities | 2020-10-29 | 2025-10-27 |
| RO | Dealing in securities | 2020-10-29 | 2025-10-27 |
| Rep | Dealing in securities | 2020-09-24 | 2020-10-29 |
| Rifa Futures Limited | RO | Dealing in futures contracts | 2018-02-07 | 2020-08-31 |
| Rifa Securities Limited | RO | Dealing in securities | 2018-02-07 | 2020-08-31 |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2017-11-15 | 2018-02-07 |
| Rifa Securities Limited | Rep | Dealing in securities | 2017-11-15 | 2018-02-07 |
| CITIC Securities Brokerage (HK) Limited | RO | Dealing in securities | 2008-07-31 | 2017-06-30 |
| CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2008-07-31 | 2017-06-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2008-07-16 | 2008-07-31 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2008-07-16 | 2008-07-31 |
| AISANCE ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2003-12-09 | 2008-06-21 |
| KGI ASIA LIMITED | RO | Dealing in securities | 2003-12-08 | 2008-06-21 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2003-12-08 | 2008-06-21 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2003-12-08 | 2008-06-21 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | - | 2003-12-06 |
| Rep | Advising on securities | - | 2003-12-06 |
| Rep | Asset management | - | 2003-12-06 |
| Rep | Dealing in securities | - | 2003-12-08 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-12-06 |
| Rep | Asset management | - | 2003-12-06 |
| Rep | Dealing in futures contracts | - | 2003-12-08 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Providing automated trading services | - | 2003-07-21 |
| Rep | Advising on corporate finance | - | 2003-12-06 |
| Rep | Advising on securities | - | 2003-12-06 |
| Rep | Asset management | - | 2003-12-06 |
| Rep | Dealing in securities | - | 2003-12-08 |