Webb-site Legacy

Li, Stephanie 李培芬

SFC ID:ABW267

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2015-10-28	-
	Rep	Dealing in securities	2015-10-28	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2015-10-28	-
CITIC Securities Brokerage (HK) Limited	RO	Asset management	2003-08-06	2006-04-24
	RO	Advising on securities	2003-08-06	2015-10-28
	RO	Dealing in securities	2003-08-06	2015-10-28
CITIC Securities Futures (HK) Limited	RO	Dealing in futures contracts	2003-08-06	2015-10-28
CITIC Securities Brokerage (HK) Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-08-06
	Rep	Asset management	2003-04-01	2003-08-06
	Rep	Dealing in securities	2003-04-01	2003-08-06
	Rep	Providing automated trading services	2003-04-01	2004-03-11
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-04-01	2003-08-06