| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2019-04-09 | - |
| Rep | Dealing in securities | 2015-10-28 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-10-28 | - |
| CITIC Securities Brokerage (HK) Limited | RO | Dealing in securities | 2007-02-13 | 2015-10-28 |
| CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2007-02-13 | 2015-10-28 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-31 | 2007-02-13 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-03-31 | 2007-02-13 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-04-01 | 2004-03-11 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-10 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-10 |
| Rep | Asset management | 2003-04-01 | 2004-01-10 |
| Rep | Dealing in securities | 2003-04-01 | 2004-03-11 |