Personnel Hong Kong SFC License Details (ID 74177)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Asset Management (HK) Limited	RO	Dealing in securities	2014-10-17	2018-04-17
CITIC Securities Brokerage (HK) Limited	RO	Dealing in securities	2004-08-14	2013-09-05
CITIC Securities Futures (HK) Limited	RO	Dealing in futures contracts	2004-08-14	2013-09-05
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-06-18	2004-08-14
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-06-18	2004-08-14