| China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2017-09-26 | - |
| Rep | Dealing in futures contracts | 2017-09-26 | - |
| Rep | Dealing in securities | 2017-09-26 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-05-18 | 2017-09-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-05-18 | 2017-09-05 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-09-10 | 2015-05-05 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-09-10 | 2015-05-05 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-07-04 | 2013-07-08 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-07-04 | 2013-07-08 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-25 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-25 |
| Rep | Asset management | 2003-04-01 | 2004-06-25 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-25 |
| Rep | Dealing in securities | 2003-04-01 | 2005-07-04 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-25 |
| Rep | Asset management | 2003-04-01 | 2004-06-25 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-07-04 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-25 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-25 |
| Rep | Asset management | 2003-04-01 | 2004-06-25 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-25 |
| Rep | Dealing in securities | 2003-04-01 | 2005-07-04 |