| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | 2020-02-19 |
| Rep | Dealing in securities | 2017-06-26 | 2020-02-19 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-08-19 | 2017-06-25 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-11-16 | 2017-06-25 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2006-02-27 | 2010-10-05 |