| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-01-13 | - |
| Rep | Dealing in futures contracts | 2012-12-24 | 2013-12-18 | |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-04-10 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-04-10 | 2008-12-01 |
| Funderstone Futures Limited | Rep | Advising on futures contracts | 2003-04-01 | 2005-01-20 |
| Rep | Asset management | 2003-04-01 | 2005-01-20 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-03-31 | |
| Funderstone Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-20 |
| Rep | Advising on securities | 2003-04-01 | 2005-01-20 | |
| Rep | Asset management | 2003-04-01 | 2005-01-20 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-03-31 |
No HKMA registrations in the collected records.