| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-05-13 | 2011-12-30 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-05-13 | 2011-12-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2010-07-05 | 2011-05-03 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-23 | 2011-05-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-06-23 | 2011-05-03 |