Personnel SFC Licences and HKMA Registrations (ID 74190)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2019-03-20	-
	Rep	Dealing in securities	2011-04-28	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2011-04-28	-
CELESTIAL SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2005-02-07	2011-04-02
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-03-23	2011-04-02
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-03-23	2011-04-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.